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Quiz 2026 SIE: Accurate Securities Industry Essentials Exam (SIE) Exam Tutorial
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NEW QUESTION: 1
According to the code of ethics, members of CFA Institute shall:
A. Entice all qualified CFA's to practice in a professional manner that will reflect credit on society as a whole.
B. Practice and encourage others to practice in a professional and ethical manner that will reflect credit on the members of the profession.
C. Practice and encourage others to practice in an ethical manner that will reflect credit on the members of the profession.
Answer: B
Explanation:
The Code of Ethics establishes the framework for ethical decision making in the investment profession.
NEW QUESTION: 2
You have a SQL Server 2016 database named DB1.
You plan to import a large number of records from a SQL Azure database to DB1.
You need to recommend a solution to minimize the amount of space used in the transaction log during the import operation.
What should you include in the recommendation?
A. A new partitioned table
B. A new log file
C. A new file group
D. The bulk-logged recovery model
E. The full recovery model
Answer: D
Explanation:
Explanation
Compared to the full recovery model, which fully logs all transactions, the bulk-logged recovery model minimally logs bulk operations, although fully logging other transactions. The bulk-logged recovery model protects against media failure and, for bulk operations, provides the best performance and least log space usage.
Note: The bulk-logged recovery model is a special-purpose recovery model that should be used only intermittently to improve the performance of certain large-scale bulk operations, such as bulk imports of large amounts of data.
References: https://technet.microsoft.com/en-us/library/ms190692(v=sql.105).aspx
NEW QUESTION: 3
In order to reduce product and project risk for a large, complex project, a business analyst is asked to help develop a change process that includes formal authorization and tracking throughout the life cycle of the project. The business analyst needs a capability that will help ensure that the product conforms to approved requirements, changes can be documented, and the status of each change can be reported.
What should the business analyst use?
A. Traceability matrix
B. Context models
C. Configuration management system
D. Work breakdown structure
Answer: C